Three types of utilization management review
Before care: prospective review
Prior authorization is one form of prospective review. For services that require it, the reviewer examines the request and supporting records before the service is provided. Not every service requires prior authorization.
During care: concurrent review
Concurrent review takes place while care is underway. It can involve reviewing updated records, the current setting, and continued service needs as the care team plans next steps.
After care: retrospective review
Retrospective review examines services already delivered. It uses the available record and applicable policies to evaluate the care under review.
Utilization management vs. utilization review
The terms overlap and organizations may use them differently. Utilization review usually describes reviewing a particular request, service, or stay. Utilization management is often the broader program that organizes those reviews, its policies, and related processes. Learn how your employer defines both terms.
What does a utilization management nurse do?
The work can include reading medical records, locating the applicable policy, identifying missing documentation, recording findings, and communicating with providers and other reviewers. Careful reading, clear writing, and consistent follow-through are useful skills to develop.
Clinical criteria, coverage benefits, and network requirements answer different questions. A complete review must use the rules that apply to the particular request. Reviewers stay within their assigned authority and refer cases that need further clinical review through the appropriate process.
A fictional workflow example
Imagine a request arrives without a referenced visit note. The review begins with organizing what is present and identifying the missing information.
- Confirm the requested service and route the request to the appropriate workflow.
- Identify the applicable policy and the records needed for review.
- Document the missing visit note and request it through the approved channel.
- Track the next step and escalate as required by the workflow and review deadline.
This example illustrates documentation and follow-up, not a coverage decision. The book expands on the review process with 16 fictional sample case reviews. You can also practice a mock prior authorization review.
Further reading: StatPearls: Utilization Management, NCQA utilization management, and ANA: the utilization management nurse role.